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N. L. Bhatia

Mr. Navnit Lal Bhatia B.A., L.L.B., D.T.M., is a fellow member of the Institute of Company Secretaries of India (FCS). He is a double Graduate in Arts and Law and also holds a Diploma in Tax Management from Mumbai University. He is a pioneer in the secretarial field and is one of the most respected Professional in this field. He has vast experience in the field of Company Law, Securities laws and Capital market. He has been practicing as a Company Secretary since 1982 and has a wide ranging experience in finding solutions to diverse Corporate Problems. He has authored a comprehensive book on the SEBI (Substantial Acquisition of Shares and Takeover) titled Takeover Games.

   N. L. BHATIA
   Company Secretary

    Residence:


   13 Hamsika, 154A Garodia Nagar
   Ghatkopar(E), Mumbai 400077.
   Tel: +91-22-25060426
   Mobile: 9323030521
   Email: navnitlb@hotmail.com

   
    Office:


   313 Saidham CHS, 90 Feet Road
   Ghatkopar(E), Mumbai 400077.
   Tel: +91-22-2514 2310
   Fax: +91-22-2514 0321


Professional Experience

N. L. BHATIA is one of the senior most Company Secretaries in practice since 1982. Presently practicing in the name and style of N. L. Bhatia & Associates, (a partnership firm).

After acquiring membership of the Institute in 1967, he served in Secretarial and Legal Departments of J.K. Group and Voltas (a Tata Group Company) and entered in practice in 1982. He thus has to his credit experience of over 30 years.

As a practitioner of long standing, he has developed expertise in all facets of Company Law and Capital Market regulations and regularly advises corporate clients on matters relating to incorporation of Companies, issue of securities through prospectus, Joint Venture Agreements, Stock Exchange and Securities & Exchange Board of India compliances, transfer of shares and Board and Shareholders' meetings. Has acted as scrutinizer in conducting Postal Ballots of leading Companies

Positions Held


   Directorships
 
  • N.J.Infotech India Private Limited - Chairman
  • Triumph Paper & Allied Pvt. Ltd. - Director
  • Chandni Textiles Ltd. - Independent Director
  • ICICI Investment & Management Co. Ltd - Independent Director

   Memberships
 
  • Delisting Committee - Bombay Stock Exchange (BSE)
  • Membership Committee - National Commodity and Derivatives Exchange Limited (NCDEX)
  • Regional Task Force Committee for vanishing companies.

   Trustee
 
  • Investor Protection Fund of Bombay Stock Exchange Limited

   Panel of Arbitration Member
 
  • National Commodity and Derivatives Exchange Limited (NCDEX)
  • Bombay Chamber of Commerce & Industry

   President
 
  • Investor Education & Welfare Association (IEWA), a SEBI Registered Association.

   Served As Member
 
  • Secretarial Standard Board - The Institute of Company Secretaries of India (ICSI).
  • Regional Advisory Committee for Company Law (Western Region) of the Department of Company Affairs, Government of India
  • Apex Body on Investor Empowerment Campaign - SEBI
  • Advisory Committee for Mutual Funds - SEBI


Involvement with Institutions

  • He was elected to the Western India Regional Council of the Institute of Company Secretaries of India (ICSI) for two terms (1989-91 and 1992-94) and served in various capacities - Treasurer, Secretary, Vice-Chairman and Chairman.

  • He also conceived and planned for setting up of Centre for Corporate Research and Training (CCRT) of ICSI at a cost of Rs.3.25 crores at New Bombay and was its Chairman during 1992-94 and was still actively associated in the construction stage. He has been instrumental in raising substantial corporate and individual donations aggregating to more than Rs. 60 lacs for CCRT.

  • He was the founder Chairman of Ghatkopar, Study Circle of WIRC of ICSI (1985-88).

Academic Pursuits

  1. Has taken classes on Company Law papers for final students at Oral Coaching Centre at Sydenham College;

  2. Conceived and conducted the first Modular Training Programme of ICSI in Western Region in Bombay in 1987;

  3. Addressed Regional Conferences/National Conventions and other Seminars on professional programmes;

  4. Addressed Company Secretaries of Nepal at Kathmandu in a seminar organised by UTI Institute of Capital Markets;

  5. Written Pilot papers for National Convention of ICSI

Author

  • SEBI SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVER CODE 1994
    Foreword by Mr. V.H. Pandya, Former Senior Executive Director of Securities and Exchange Board of India.

  • TAKEOVER GAMES AND SEBI TAKEOVER REGULATIONS, 1997 (August, 2002)
    Foreword by Mr. G. N. Bajpai, Chairman Securities and Exchange Board of India. Publishers Taxmann.

Other Activities

Actively involved in Lions Service Projects, Past President Lions Club of Bombay Up-town.

Bharat R. Upadhyay

Mr. Bharat. R. Upadhyay B.com is a fellow member of the Institute of Company Secretaries of India (FCS). He is a Graduate in commerce from M.S University Baroda and has a wide variety of Experience in Accounts/Tax related matters. He has been a Practicing Company Secretary for the Last 8 years and has acquired an intricate knowledge of the workings of Registrar of Companies and other Regulatory bodies. He is an expert in Secretarial Audit, Securities Audit etc. And has a wide ranging experience in this field.

 
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